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Tuesday, January 02, 2024

 

The Arrival of Post-industrial Society

By M. Anthony Mills

National Affairs

American Enterprise Institute

January 02, 2024

There is a certain class of book, the members of which have the ambivalent honor of being remembered for encapsulating the era in which they were written. Such books typically straddle the line between scholarly tome and popular commentary, and are almost invariably purchased more often than read, cited more often than understood. Yet they shape the public conversation for a time, the most successful among them coming even to define an age. One thinks of Christopher Lasch’s Culture of Narcissism, Allan Bloom’s Closing of the American Mind, Francis Fukuyama’s End of History and the Last Man, and Thomas Piketty’s Capital in the 21st Century — or even such classics as Julien Benda’s Trahison des clercs (Treason of the Intellectuals), José Ortega y Gasset’s Revolt of the Masses, James Burnham’s Managerial Revolution, or Richard Hofstadter’s Age of Reform.

The late sociologist Daniel Bell has the unusual distinction of having penned not one, but several books of this genre during the post-war period. These include The End of Ideology (1960) and The Cultural Contradictions of Capitalism (1976), both of which were named by the Times Literary Supplement in 1995 as among the 100 most influential books published since World War II. In between these two books, he produced yet a third that achieved similar status and has since become even better known: The Coming of Post-Industrial Society: A Venture in Social Forecasting.

Since its first appearance in 1973, the book’s central idea — the emergence of a new form of society organized around knowledge and services rather than labor and manufacturing — has become so familiar as to seem hackneyed. As for the term “post-industrial” (popularized but not coined by Bell), it has long since entered the lingua franca of social, economic, and political discourse. It gained particular salience during the 1990s “dot-com” era alongside “the information age.” Bell noted in a foreword to the 1999 edition that President Bill Clinton invoked the term “post-industrial society” in discussions of globalization and free trade with China.

That is not to say that the thesis was undisputed in its own time, or that it remains widely accepted in ours. Over the last 50 years, critics from across the political spectrum have taken issue with The Coming of Post-Industrial Society, frequently, though not always, mischaracterizing its multitudinous and complicated arguments. (Given the length and complexity of the book, some mischaracterizations may well have been inevitable, not to say justifiable.)

In the intervening period, the idea of a post-industrial society has been displaced by rivals — ”post-modern,” “neoliberal,” and, more recently, “post-liberal” — that vie for preeminence among the watchwords of our age. So has the concept of post-industrialism become outmoded? Are we now post-post-industrial? Were we ever post-industrial to begin with?

While the term “post-industrial society” may have fallen out of fashion since the ’90s, Bell’s ideas are no less worthy of our attention today. We may now associate the term vaguely with a bygone era of techno-optimism — of dial-up internet, “irrational exuberance,” and third-wave politics. But we should keep in mind that the book, though it influenced the political consciousness of the Clinton era, was itself written two decades earlier, at a time that bears striking resemblances to our own. This was a period marked by political extremism, social and racial conflict, economic and cultural anxiety, and populist backlash against science and technology — dynamics that precipitated an ideological realignment that would define American politics for the next half-century.

For this reason alone, the book provides an interesting lens through which to view the sources of our present social and political discontents. To be sure, the book is not without its flaws. And it would be too much of an exaggeration to say that we now inhabit the world Bell envisioned five decades ago. But despite, and even because of, its imperfections, The Coming of Post-Industrial Society provides a helpful touchstone for understanding not only Bell’s moment, but our own — providing, at its best, a welcome corrective to the self-images of both.

CHARACTERISTICS OF POST-INDUSTRIAL SOCIETY

The core thesis of The Coming of Post-Industrial Society has four interrelated components. The first is the most straightforward and well known, if not always accurately represented — the idea that in a post-industrial society, the production of services overtakes the production of goods. “[T]he first and simplest characteristic of a post-industrial society,” wrote Bell, “is that the majority of the labor force is no longer engaged in agriculture or manufacturing but in services.”

This does not mean that there will be no more manufacturing in post-industrial society, any more so than industrial society signaled the end of agriculture. The point, rather, is that services would become central to post-industrial society in the way and to the degree that manufacturing was central, both economically and politically, to industrial society.

For Bell, social change is uneven, and does not proceed neatly through mutually exclusive “stages” of development (pre-industrial, industrial, post-industrial, etc.). Eschewing “monocausal theories” (more on this below), he sought instead to specify “the organizing frame around which the other institutions are draped, or the energizing principle that is a primary logic for all the others.” Thus Bell’s theory of “post-industrial society” is not meant to be monocausal, reducing the social whole to a single principle. Instead, it illuminates predominant trends in society while recognizing the persistence of industrial and pre-industrial forms.

The second aspect of Bell’s thesis is that post-industrial society would be shaped by a new productive force — no longer human labor power so much as scientific knowledge. Here Bell had in mind not only the application of scientific knowledge and techniques to industrial processes, but the development, beginning in the late 19th century and culminating in the second half of the 20th, of science-based industries, especially chemistry, pharmaceuticals, electronics, computing, nuclear energy, and communications (to name a few). The point, again, is not that human labor ceases to be important, but that with these new sources of innovation, scientific knowledge becomes essential to industrial production and economic growth in a way and to a degree that it had not been before.

This idea might seem so obvious to us today that it risks passing by unnoticed. And this aspect of Bell’s thesis does indeed get short shrift from many recent commentators. In an age of biotechnology and artificial intelligence, we take for granted the idea that science is fundamentally linked to innovation and economic growth. Today, we think of science and technology as so intimately connected that the very distinction between them has become obscure. As for science’s role in economic growth, we identify a nation’s economic advantage with its scientific capacity as a matter of course. But the point was decisive for Bell — and rightly so. What he saw in the decades following the Second World War — when the science of nuclear energy was harnessed to create the atom bomb — was the emergence of a fundamentally new and symbiotic relationship between science and technology, which portended enormous changes for society.

Scientific and technical expertise would become key to post-industrial society in yet another way — the third aspect of Bell’s thesis. With the integration of science into ever more domains of society, from weapons development to industrial processes to transportation to education, experts become essential for planning and policymaking. According to Bell, this is both a technical and a social imperative. Technical expertise is needed not only to implement scientific and technological processes in the private and public sectors, but also to assess the effectiveness of these processes and evaluate their unintended effects. Here Bell highlighted the growing prevalence of then-new quantitative methods — including systems analysis and cost-effectiveness techniques — in defense policy and corporate decision-making. He also pointed to the increasing importance of “science policy” and “technology assessment” in national policymaking.

Recent critics have argued that in highlighting these trends, Bell mistook a short-lived post-war emphasis on rational planning for permanent features of the coming post-industrial society. But these criticisms don’t stick. Bell was not just talking about the kind of central planning that was the hallmark of pre-war socialism, or even New Deal or Great Society liberalism; he was talking about something subtler and more widespread — namely, the “shaping of conscious policy, be it in foreign policy, defense, or economics,” which leads to an increased “role of technical decision-making.”

Take, for instance, science policy, which is concerned with such issues as “the degree of support for science as a proportion of GNP, the relative allocation among fields, the statement of priorities in research, and so on.” This process was no more a form of centralized planning in Bell’s day than in our own. Our system of research and development was then and remains to this day highly decentralized (some would say fragmented), with various government institutions — including the Congress, the White House, and several executive agencies and sub-agencies — responsible for policy decisions. Yet this process, however decentralized, is highly dependent on scientific experts to inform or make policy — from the scientists who advise the White House to the scientist-administrators who oversee and staff federal science agencies to the domain experts whose peer review informs agency funding decisions.

While not centrally planned, this system is nevertheless a far cry from the small-scale, informal, largely non-governmental enterprise that American science had been up until the early to mid-20th century. It was really only after World War II that the modern federal research establishment — including many of the science agencies familiar to us today, from the National Science Foundation to the National Aeronautics and Space Administration to the Defense Advanced Research Projects Agency — came into being. There thus arose a need to coordinate and set priorities for the vast array of research activities conducted or supported by the federal government through contracts and grants. At this point, Bell observed, “instead of self-direction” in science, “there arises ‘science policy,’ which inevitably becomes another name for the ‘planning’ of science.”

To be sure, many of the particular analytical and quantitative methods Bell discussed in describing the role of expertise in planning and policymaking have long since gone by the board or been replaced or refined. But some, such as cost-benefit analysis and environmental-impact assessments, remain fixtures of federal regulatory policy, or became so after 1973. Methods of central planning may be the exception rather than the rule in liberal democracies today, but the very idea of using technical expertise — including quantitative techniques — to forecast, plan, formulate, or assess policy remains ubiquitous, both within and outside government. That is probably why we don’t notice it: Like the role of science in innovation, we simply take it for granted.

The increasing importance of scientific and technical knowledge in post-industrial society is closely linked to the fourth aspect of Bell’s thesis — the empowerment of a new class in society, neither proletarian nor capitalist: a technical-professional elite. This class includes scientists, engineers, technicians, professors, doctors, and other medical professionals, as well as corporate managers, civil servants, and administrators and private consultants of all kinds. This social group gains status because of technical expertise’s preeminence in society — for technological innovation as well as in the management of these new “scientific” forces of production. This last aspect of Bell’s thesis is important and complex enough to merit consideration in its own right.

BELL CONTRA MARXISM

Bell had a knack for placing himself at the center of the major intellectual and political debates of his day. For that reason, his views may be too easily assimilated to the thematically parallel arguments of the contemporaries and predecessors with whom he was critically engaging. The idea of the “end of ideology,” for instance, was in the air when Bell was writing about it in the late 1950s, as was the theme of a crisis in capitalism when he wrote about the cultural contradictions of capitalism in the 1970s. Something similar can be said about the concept of “post-industrial society.”

As Bell himself observed, the theme of the post-industrial society was not new in 1973. On the contrary, it had already “appeared in the writings of a number of European neo-Marxist theoreticians” — among whom he mentions French sociologist Alain Touraine, who deployed the term in a 1969 book of that title, as well as Czech philosopher Radovan Richta. These ideas spawned “a variety of theories that, in one way or another, emphasize the fusion of science and technical personnel with the ‘advanced’ working class.” But while linking into existing intellectual debates, Bell characteristically offered distinct points of view, which can be fruitfully contrasted with their rivals — one rival, in particular.

Like many intellectuals of his generation, Bell first cut his teeth on Marxism. Along with the “New York intellectuals” with whom he was associated, he was initially attracted to the anti-Stalinist currents of Marxism popular among Western intellectuals during the 1930s. But he quickly moved to a more moderate social-democratic viewpoint (ironically more quickly and of a more moderate stripe than his longtime friend Irving Kristol, who remained a Trotskyist until later). But his theory of post-industrial society, like many of his ideas, can and must be understood in the context of — and as a critical dialogue with — Marxism, a dialogue that was therefore at once intellectual and biographical.

According to classical Marxism — at least in its “vulgar” form — social developments are determined by the economic “mode of production,” including what Marx calls the “forces” and “relations” of production. Thus the capitalist mode of production is made up of productive forces, including human labor power and the tools, machines, and techniques of manufacturing, as well as the social and economic relations that obtain between wage workers and capitalists, characterized by the institution of private property. This economic “base” determines the “superstructure” of society, which includes just about everything else: religion, culture, the law, and the state. According to this account, then, the dynamics of society — including those aspects of culture and politics that appear to have no direct relationship to economics — are ultimately only understandable in relation to, and as “ideological” expressions of, deeper economic forces. Of particular importance to Marx was the conflict between the two new classes elevated by the capitalist mode of production.

With industrialization, the working class (or proletariat) comes to displace craftsmen and artisans as the economically predominant group within the laboring classes. Capitalists, meanwhile, are representative of the bourgeoisie, which comes to displace the old landed gentry and aristocracy as the societal elite. The conflict between these two classes, according to Marx, is rooted in a basic “social contradiction”: Although the workers wield material power — the “means of production” — the capitalists, not the workers, own the means of production. They enrich themselves by “appropriating” the “surplus value” of the workers’ labor and transforming it into profit. The theory was that as the proletariat became conscious of itself as a class, the industrial stage would give way to socialism and, ultimately, communism. At this point, private property and the division of labor would be abolished and class conflict would come to an end.

One of Bell’s principal critiques of Marxism concerns its totalizing nature. Marxism, for Bell, is a “monocausal theory” that ultimately reduces all social dynamics to a single (economic) principle. Bell’s theory, by contrast, does not purport to encapsulate an entire society, but rather to illuminate predominant trend lines. Interestingly enough, this critique bears a resemblance to those of some neo-Marxists of the period who sought to temper classical Marxism’s economic and technological determinism. The French philosopher Louis Althusser, to take one example, articulated a “structuralist” variant of Marxism according to which society was composed of semi-autonomous structures, rather than giving expression to a single all-determining economic base.

But Bell’s divergence from Marxism goes even deeper. He argued that social structures are basically disunited, being composed of three distinct realms — economic, political, and cultural. (It is on the basis of this tripartite structure that Bell was able to give his famous self-description: “I’m a socialist in economics, a liberal in politics, and a conservative in culture.”) This disunity was admittedly less apparent in industrial society, when the conflict between labor and capital defined so much of public life. But the disunity is revealed, Bell asserted, as post-industrial society begins to emerge, when the economic, cultural, and political spheres begin to pull apart.

As evidence, he pointed to the fact that the process of post-industrialization appeared to be taking root concurrently in countries that differed dramatically in their political and cultural forms: the United States and the Soviet Union. How could two countries undergo fundamentally similar economic transformations while nevertheless remaining so divergent in their politics and culture if not for the fact that these three realms are distinct?

One answer — popular among many leftist intellectuals of the post-war period, such as C. Wright Mills — is that these two rival systems are not really divergent at all. Instead, the two countries are becoming superficially distinct yet fundamentally identical expressions of an emerging brand of “state” or “bureaucratic capitalism.” An important precursor here was the sociologist Max Weber, who saw “rationalization” — of which bureaucratization was a key expression — as an overarching process of social change and disenchantment characteristic of all modern societies, capitalist and socialist alike.

Bell, however, rejected this “convergence thesis,” at least in its Marxist guise. Like classical Marxism, it risks becoming monocausal, taking bureaucratization to be the all-determining force of social change. The “idea of convergence,” he wrote, “is based on the premise that there is one overriding institution that can define a society.” In fact, however, “few societies…can be defined completely around a single institution as Marx believed.” So for Bell there could be — and indeed appeared to be — convergence between countries at the level of “social structure” (Bell’s somewhat confusing name for the economic realm of society). But “this in no way guarantees a common or like response” to the process of post-industrialization.

Instead, Bell argued, different countries’ responses to socioeconomic change will differ “relative to the different political and cultural organization of the specific society.” Hence we can expect, for instance, a post-industrializing society with a liberal political order, as in the United States, and a post-industrializing society with an illiberal political order, as in Soviet Russia. This account contrasts with a deterministic one, wherein the process of post-industrialization inevitably produces the same cultural and political “superstructures,” just as industrialization, on the classical Marxist view, inevitably produced the cultural and political superstructures of bourgeois liberalism.

In the end, therefore, Bell’s account fundamentally diverges from Marxism, both in its classical and reconstructed variants — but in a clever way. His argument, in effect, is that Marxism — the historicist theory par excellence — is insufficiently historical. It mistakes the class conflict characteristic of industrial society for a basic feature of capitalism itself, uncritically universalizing what turns out to be one stage of historical development on the way not to communism nor to bureaucratic-state capitalism, but to post-industrial society, which may be liberal or illiberal in its politics. This process of development, moreover, is not deterministic: “[T]here is no guarantee,” said Bell, that a society’s underlying “tendencies” will “work themselves to their logical limits.” Besides the ever-present possibility of “wars and recriminations,” the tendencies themselves “may provoke a set of reactions that inhibit change.”

THE “NEW CLASS”

Like the “post-industrial society,” the idea of an emergent new class — of professionals, managers, knowledge workers, etc. — was already in the air when Bell formulated his account in the 1960s and ’70s. In 1956, for instance, C. Wright Mills, who was Bell’s colleague at Columbia, described what he called the new “power elite,” a concept that permeated the social and political consciousness of the post-war decades. The idea of a “new class” was also popularized by the Yugoslav dissident Milovan Djilas in The New Class (1957). The book, which he managed to smuggle abroad despite his pending imprisonment, describes a new class society emerging under Communist Party rule thanks to its expanding state bureaucracy.

The concept would be echoed by later social theorists, from left-wing critics of professionalism to neoconservative critics of the liberal “knowledge elite.” Similar ideas are even traceable to the pre-war era. For instance, James Burnham’s influential book The Managerial Revolution, published in 1941, argued that a new hybrid system of bureaucratic or managerial capitalism was emerging that decouples ownership — the hallmark of the bourgeois ruling class in industrial society — from administration and management. As a result, there arises a new class of administrative or managerial elites that displaces the old capitalist class of “owners” and imposes its own economic and ideological interests onto the rest of society. This idea, too, had a Marxist pedigree.

It is no coincidence that Burnham, who would become a leading figure in post-war American conservatism along with William F. Buckley, Jr., began his intellectual journey as a Marxist. Like the New York intellectuals, he was initially attracted to the anti-Stalinist left, and was a leading member of the American Trotskyists. During the 1930s, Trotsky and his followers — including the somewhat obscure figure Bruno Rizzi, whose ideas may have influenced Burnham — formulated a critique of Soviet communism as a form of “bureaucratic collectivism” that enthroned a new ruling class.

According to Bell, these theories — like the convergence thesis described above — pick up on a genuine and important social transformation. But they, too, go astray in their totalizing reductionism, risking, in their “historical sweep,” becoming “caricatures” rather than serious sociological theories. The basic problem is that they treat the emerging “new class” as a homogeneous social group with a shared economic interest, analogous to the ruling bourgeoisie of classical Marxist theory. In so doing, they miss what is so distinctive about the social transformation they represent — its fundamental shift away from the kind of social structure Marx identified. And this, in turn, signals yet another basic inadequacy of Marxist and neo-Marxist social analysis.

With the rise of post-industrial society, Bell argued, the working class is no longer the overriding economic force. Nor is the old capitalist class the primary or only societal elite. Instead, the service sector becomes predominant — on both the “top” and “bottom” of the economic and social ladders — creating a new kind of division within society that bisects the service sector itself. That so many and varied types of employment — from janitorial, transportation, and clerical work to engineering, science, and medicine, not to mention teaching, finance, journalism, and entertainment — are all categorized as “services” only goes to show the inadequacy of the categories inherited from the industrial age for describing post-industrial society.

This does not mean that either the old industrial working class or the old capitalist class will cease to exist or have influence. But it does vitiate the Manichean logic of classical Marxist theory. No longer the polar forces of industrial class conflict, the workers and capitalists begin to take their place within a variegated society composed of a range of different social types. Inequality as well as social and political conflict may continue, of course. But in a post-industrial society, social and class divisions no longer track the economic interests that defined so much of industrial society; the new dividing lines are drawn along ethnic, racial, and other axes.

One predominant line of socioeconomic division does emerge: education. The well educated and well credentialed are increasingly able to join the emerging technical-professional elite, since the post-industrial society increases demand for technical expertise and interpersonal skills. And these are precisely what the institutions of higher education bestow. Meanwhile, those lacking educational opportunities are left to fill low-skill and low-wage service jobs and a diminishing number of industrial blue-collar jobs. Yet there is no longer a single working class bound by a shared economic interest, nor is there any longer a unified ruling class.

Indeed, the new technical-professional class is itself highly heterogeneous, according to Bell. It includes corporate managers and executives; teachers, whether adjunct lecturers or tenured professors; artists and writers of varying degrees of prominence; journalists, including rank-and-file reporters as well as prominent editors and television celebrities; medical professionals, including family practitioners, surgeons, and academic researchers; scientists and engineers, from moderately paid post-doctoral researchers to well-established principal investigators to highly compensated industrial researchers and private-sector consultants to government advisors and federal administrators. All of these differ significantly not only in their skills, but also in economic power, social status, and institutional context.

Thus Bell proposed a new schema for categorizing the emergent technical-professional class: He distinguishes between professional “estates” and their “situses.” The estate — a term he borrows from Don Price’s Scientific Estate — refers to the kind of skill set for which a given member of the professional class is employed: “the scientific, the technological, the administrative, and the cultural.” The situs — an awkward term he borrows from the law — refers to the employment locations of those within these estates, such as “business firms, governments, universities, and social services.” Hence, for instance, both a natural scientist and an administrator with a non-technical background, though differing in skill sets, could equally be “situated” in a research university, a public high school, a federal agency (civilian or military), or a private corporation.

Note that these forms of employment vary considerably in their financial compensation, social standing, cultural connotations, and even, to some extent, their cultural values. As a result, those members of the technical-professional class with divergent skill sets who occupy the same institutional context — e.g., an electrical engineer, an administrator, and a classicist all employed by a major research university — might nevertheless share some economic interests or cultural values. Conversely, those members of the same technical-professional estate who occupy different situses — e.g., a professor of data science, a data scientist working in a federal regulatory agency, and a data scientist working for a Silicon Valley startup — might differ in their economic prospects or political values but nevertheless share a common academic culture.

What is distinctive about this new class, according to Bell, is not only its complexity; as a result of its heterogeneity, it does not possess a unified economic or ideological class interest. Bell put it this way: “While the estates, as a whole, are bound by a common ethos, there is no intrinsic interest that binds one to the other, except for a common defense of the idea of learning; in fact there are large disjunctions between them.” Here he points out how members of the applied technological estates, such as engineers, tend to be more politically conservative, or at least less politically engaged, than those in the scientific estate, who are in turn less politically radical than those in the cultural estate, whose values tend to be openly hostile to traditional bourgeois morality and the “functional” rationality of the economic sphere.

Hence the technical-professional class may be a “class” in a broad sociological sense, but it is not a class in the Marxist sense, possessing neither a shared economic interest nor a unifying ideology. In stark contrast, Bell argued, theories of the new class bag together all of these diverse social types into a single ruling class, whether Mills’s “power elite” or Burnham’s managerial elite. (For similar reasons, Bell would later dismiss his friend Irving Kristol’s notion of a “new class” as a “muddled concept.”) This allows these theories to preserve the Marxian logic of class conflict. But it comes at the cost of reproducing the totalizing reductionism of classical Marxism — and thus overlooking what is so distinctive about the emergent post-industrial order.

THE POLITICS OF POST-INDUSTRIAL SOCIETY

According to Bell, the rise of a new technical-professional elite in post-industrial society points to social and cultural trends that he believed would shape the politics of the new era. The first concerns the increasing importance of higher education as a mode of social advancement. As educational status begins to supplant the old industrial-class divisions as the primary means for establishing social rank, universities will become central institutions in the politics of post-industrial society as sites of social and class conflict. The second is the growing prospect, real or imagined, raised by the integration of technical expertise into ever more domains of political and social life — that of tyrannical “rule by experts,” or technocracy.

In response to both of these trends, Bell contended, we can expect populist discontent, including increasing calls for wider public participation in both political and cultural institutions — and especially for “democratic” governance of science and technology and the institutions of higher education. We can also expect attacks on the very idea of meritocracy as unfair and harmful, especially to racial minorities and other marginalized groups. Accordingly, The Coming of Post-Industrial Society closes with an extended reflection on the politics of affirmative action, minority representation, and the growing emphasis on “equity” over “equality.”

Here Bell offered a defense of “just meritocracy” which, he maintained, must be distinguished from technocracy. He understood the meritocracy as comprising “those who have an earned status or have achieved positions of rational authority by competence.” If so, then “[i]nevitably it leads to distinctions between those who are superior and those who are not.” A meritocracy is just, according to Bell, when its members have in fact earned their status, and unjust when these distinctions become “invidious,” demeaning those below. A technocracy, by contrast, because it “reduces social arrangements to the criterion of technological efficiency…relies principally on credentials as a means of selecting individuals for place in the society.” But, as Bell pointed out, “credentials are mechanical at worst, or specify minimum achievement at best.”

The key to the distinction between meritocracy and technocracy for Bell was yet another distinction — between authority and power. He defined power as the capacity to effect a change, to “command, which is backed up, either implicitly or explicitly, by force.” Authority, on the other hand, is earned and therefore legitimate. It is a “competence based upon skill, learning, talent, artistry or some similar attribute.” To recognize the latter is to recognize that not all persons are equally competent in all things. If so, then the effort to equalize outcomes in society — rather than equalizing opportunities for individuals to pursue their own forms of excellence — is fundamentally wrongheaded.

So, too, however, is the populist impulse to tear down all authority — an impulse that today we tend to associate more with the right than the left. Bell wrote:

Contemporary populism, in its desire for wholesale egalitarianism, insists in the end on complete levelling. It is not for fairness, but against elitism; its impulse is not justice but ressentiment. The populists are for power (“to the people”) but against authority — the authority represented in the superior competence of individuals. Since they lack authority, they want power.

As examples, he described the movement to subject the “authority of doctors” to “decisions of a community council” and the push for “participatory democracy” in the universities.

Populism is right to reject technocracy, according to Bell, which seeks to replace politics with technical expertise. In so doing, technocracy, like populism, conflates authority and power, thereby misconstruing both. Bell also conceded that technocracy becomes a particular temptation in post-industrial society. Indeed, he provided a deep sociological explanation for why: “The rise of the new elites based on skill derives from the simple fact that knowledge and planning — military planning, economic planning, social planning — have become the basic requisites for all organized action in a modern society.” The temptation grows, then, to implement the old dream of technocracy, whether Thorstein Veblen’s “soviet of technicians” or Henri de Saint-Simon’s “new men,” who will replace the “governing of men” with the “administration of things.”

But the correct response to this is not to commit the same error in reverse. Populism does not seek merely to separate political power from expert authority. Instead, it wrongly tears down all authority in its own grasp for power. In reality, argued Bell, “there cannot be complete democratization in the entire range of human activities.” To deny this is not only to deny any distinctions between persons based on merit — between those who possess legitimate authority in a given domain and those who do not — but also to abolish the distinction between those who have authority and those who exercise political power, including those who cloak their political power in the guise of expert authority. Populism, in other words, goes astray by mistaking technocratic ideology for political reality.

Bell contended that however much influence and prestige expertise gains in post-industrial society, there nevertheless remains a fundamental difference between technical experts, whose knowledge is vital to the socioeconomic structure and even to policymaking, and those in the “cockpit of politics,” who ultimately make political decisions. He conceded that the “‘power’ to innovate” possessed by the new technical class “does not fit the classical categories of power or influence, and it is a real force in the society” — particularly post-industrial society. But it remains distinct from the “power to say ‘yes’ or ‘no,’ which is where real power lies.”

Here Bell pointed out that the “technical intelligentsia” possesses an ambivalent dual role in post-industrial society. On the one hand, members of this class are exclusive possessors of a form of expertise that is increasingly vital to the economy, politics, and indeed society as a whole, whence comes their influence and prestige. On the other hand, “[t]o the extent that it has interests in research, and positions in the universities,” this class “becomes a new constituency…a claimant, like other groups, for public support (though its influence is felt in the bureaucratic and administrative labyrinth, rather than in the electoral system or mass pressure).” In this sense, members of the “technical intelligentsia” take their place among many in the give and take of national interest-group politics, undercutting their influence.

Whatever one makes of Bell’s argument here, the present-day reader cannot help but recognize its almost uncanny prescience. To be sure, the anti-meritocratic trends he highlights were not new in 1973; Bell was writing after the student protests of the late 1960s (with which he was involved at Columbia) and the popular backlash against the “military-industrial complex.” Indeed, as early as 1961, President Dwight Eisenhower — who coined the phrase “military-industrial complex” — had warned of the “danger that public policy could itself become the captive of a scientific-technological elite.” By 1973, debates over affirmative action had been in full swing for years, as had populist critiques of the new meritocracy — Michael Young’s dystopian novel, The Rise of the Meritocracy, had appeared 15 years earlier.

But what Bell did see, presciently, was that the social and political discontents of his time were not one-off occurrences, but early indicators of long-standing trends driven by deeper socioeconomic changes. These trends have indeed continued to shape American politics — and have recently exploded back onto the scene — suggesting that we still live in the wake of the structural changes Bell identified 50 years ago.

POST-INDUSTRIAL SOCIETY HALF A CENTURY ON

So what did Bell miss? Critics have pointed to several potential blind spots in his analysis. The first is that he overlooked the importance, both socially and economically, of women’s entry into the workforce — something he later admitted and tried to rectify in subsequent editions of his book and in other writings. Some have also argued that Bell was overly optimistic in his prognostications, ignoring the growing economic inequalities and other downside effects of post-industrialization. Paul Starr, for instance, contends that Bell mistakenly believed that the social-democratic impetus of the post-war decades would carry on into the post-industrial society, mitigating the economic and social dislocations of post-industrial capitalism. This is closely related to another criticism: that Bell missed the rise of neoliberalism, which would foment an assault on the welfare state, exacerbate economic inequality, and tear at the fabric of society.

But here Bell’s critics seem blinded by their own political biases. To be sure, Bell failed to anticipate the political revolution associated with Margaret Thatcher and Ronald Reagan. And he was certainly far less enthusiastic about that political development than his neoconservative friends. But does this pose a substantive challenge to his analysis?

A central thesis of The Coming of Post-Industrial Society is that both the cultural and political spheres are separable from — and can even act in opposition to — the “social” structure. So there is no reason in principle why a post-industrial society might not have a more conservative or “neoliberal” political order than that which prevailed in Bell’s day. The political contrast between the United States in 1973 and today is surely less stark than that between the United States and the Soviet Union in 1973. If there was a common socioeconomic substructure between these two rival nations in Bell’s day, it’s hardly outlandish to posit a common socioeconomic substructure between the United States in 1973 and the United States of today.

Indeed, the continuing plausibility of the notion of a new managerial, bureaucratic, or technical elite to many political observers — even after the rise of neoliberalism in the intervening decades — suggests that the ascendance of the technical-professional elite is not directly tied to the changing political dynamics of post-industrial society. Instead, it appears to derive from something much deeper and more enduring. This, of course, is precisely what Bell had argued in The Coming of Post-Industrial Society: that insofar as there was a “new class,” it could be explained by the transition from a goods-producing industrial economy to a post-industrial society in which scientific knowledge had become an essential productive force. He argued, moreover, that populism was a predictable, not to say inevitable, counteraction to this social transformation.

Bell may not have fully anticipated the conservative counteraction to welfare-state liberalism that came to define the last decades of American politics in the 20th century. But he was hardly Pollyannaish about the future prospects of the post-war welfare state — or the leading edge of progressive ideology. On the contrary, he was critical of prevailing progressive orthodoxies, especially when it came to such contentious issues as race and affirmative action. Toward the end of The Coming of Post-Industrial Society, he wrote:

The purpose of inclusive representation of all minorities is to reduce conflict, yet the history of almost all societies shows that when polities polarize along a single overriding dimension — be it class, religion, language, tribe, or ethnic group — there is bound to be violent conflict….Can the principle of quota representation in the polity, defined along communal or particularistic lines, escape either the polarization or the fragmentation of the polity, and the fate of ataxia for the society?

Here — as in his defense of merit — Bell sounds a lot more like a neoconservative than he himself might have liked to admit. (This may be the real reason Bell’s liberal epigones prefer to downplay these aspects of his analysis.)

Something similar could be said about his analysis of the politics of the modern welfare state. As in his discussion of the politics of meritocracy, Bell presciently saw many of the potential conflicts and contradictions of the emerging “communal society.” As he put it:

Inevitably, the politicization of decision-making — in the economy and in the culture — invites more and more group conflict. The crucial problem for the communal society is whether there is a common framework of values that can guide the setting of political policy….Politically, there may be a communal society coming into being but is there a communal ethic? And is one possible?

Far from being a naïve apologist for the welfare state, then, Bell wondered aloud in the final pages of The Coming of Post-Industrial Society if the emerging “communal society” was a viable idea.

He also feared a fundamental cleavage between the “economizing” logic of capitalist society and the increasingly libertine ethos that prevailed in the cultural sphere. This was a theme he developed in The Cultural Contradictions of Capitalism. “The paradox,” he wrote, “is that in the nineteenth and early-twentieth centuries we had, in America, individualism in the economy and regulation in morals; today we have regulation in the economy and individualism in morals.” Much of the conservative counteraction in the years that followed could be understood as a response to this state of affairs.

Unlike his neoconservative friends, Bell did not abandon his socialistic inclinations as a result of these misgivings. And those who do not share those inclinations — or his liberal politics, or his cultural conservatism, for that matter — will surely disagree with him on key points. But unlike those liberals today who look back with nostalgia on the post-war decades, Bell at least did not allow his own commitments to blind him to the intractable social, economic, and political problems into which the modern welfare state was running in the 1970s. These problems are precisely what precipitated the divergent political responses of the New Left, which Bell witnessed, and the New Right, which he failed to anticipate — about both of which he admittedly remained more than a little ambivalent.

Bell’s worldview did have blind spots of its own. For instance, his account of politics — and of the American political tradition, in particular — was essentially liberal, prioritizing bargaining and consensus over deliberation or dissent. His was a time when historians and political theorists were forging new — or, as some of them would have said, recovering older — pre-liberal conceptions of politics, whether republican or communitarian. Bell’s inattention to these developments may have prevented him from recognizing that a “communal” society need not be — and perhaps should not be — a national one consisting primarily in the bargaining between interest groups over the spoils of the welfare state.

Other avenues of thought, opened up at the time by such diverse thinkers as Robert Nisbet, Michael Oakeshott, Hannah Arendt, Alasdair MacIntyre, and Jürgen Habermas, lead toward a politics that unfolds in the space between individuals and the bureaucratic institutions of the modern nation state. From this point of view, the nationalizing of politics characteristic of the modern welfare state, though it does invite “group conflict,” should not necessarily be seen as a form of “communal society” at all. Rather than “politicizing” decision-making in economics and culture, as Bell suggested, one might argue that this process in fact depoliticizes public decision-making by substituting the bureaucratic logic of the nation state for the authentic practice of politics.

Bell’s liberalism also clearly colored — and arguably weakened — his critique of technocracy, and for similar reasons. The “hallmark of technocracy,” he wrote, is the “substitution of rational judgment for politics.” “Politics,” by contrast, “in the sense that we understand it, is always prior to the rational, and often the upsetting of the rational.” For this reason, “the technocratic mind-view necessarily falls before politics.” Bell seems not to have considered the possibility that technocracy fails not because politics is irrational, but because politics operates in a different mode of rationality — what the ancients called practical reason. This is reducible to neither technical rationality nor bargaining among individuals, consisting instead in judgment and deliberation among citizens.

Going beyond liberal individualism might have allowed Bell to sharpen his critique of technocracy and, perhaps, to formulate a more adequate alternative. But such considerations take us beyond the scope not only of Bell’s own liberalism, but also his project in The Coming of Post-Industrial Society, which was to trace the outlines of an emerging social structure. That our political problems today resemble those of Bell’s era as closely as they do despite the intervening half-century suggests that we may indeed be living in a society very much like the one he envisioned. At the very least, determining the extent to which Bell forecast our situation today remains a fruitful way to understand our own historical moment — and to chart a path forward.




Wednesday, July 12, 2023




Does the Revolution Eat Its Children?


Nathaniel Flakin and Doug Enaa Greene 
July 11, 2023

An interview with historian Doug Greene about his new book on Stalinism, The Dialectics of Saturn.

Your new book is called The Dialectics of Saturn. There is a picture of Lenin and Stalin on the cover. When I first got my hands on a copy, I wondered, What does Saturn have to do with Stalinism?

The title refers to a quote from the Great French Revolution of 1789: the revolution was devouring its own children like the god Saturn from Greco-Roman mythology. This phrase was uttered both by counterrevolutionary ideologues like Jacques Mallet du Pan and by revolutionaries such as Georges Danton (who was guillotined by the Jacobins). Despite the hopeful and egalitarian beginnings of the French Revolution, it ended with a reign of terror and the transformation of revolutionaries into new oppressors, such as Robespierre and Napoleon. The later detractors of the Russian Revolution saw it undergoing a similar “dialectic of Saturn”: with the rise of Stalinism, the children of the revolution were being eaten. Conservatives, liberals, and reactionaries believed it was written into the stars that all revolutions are destined to follow the “dialectics of Saturn.”

The Italian Marxist scholar Domenico Losurdo used the phrase “dialectic of Saturn” in his book Stalin: The History and Critique of a Black Legend (2008). Losurdo claims that both the French and Russian Revolutions began with universalist and egalitarian visions that inspired the people. Yet the messianic radicalism embodied by Leon Trotsky was unsuited to the construction of socialism. In Losurdo’s view, socialism had to give way to the realism, conservatism, and pragmatism represented by Stalin. Losurdo argues that Trotsky did not understand this requirement of history and was necessarily swept away. He uses the “dialectic of Saturn” to argue that Stalin did not betray the Russian Revolution but was actually its savior. Losurdo himself is part of a long line of figures in the Communist Parties and Western Marxism who believed that Stalinism was historically necessary to reach communism.

There are right- and left-wing positions that use the dialectic of Saturn to explain Stalinism, but the two camps are not so far apart. Both share the same underlying historical fatalism: Stalinism was the inevitable result of the Russian Revolution, and no alternatives were possible. There is, however, another position, one that rejects this “unity of opposites”: Trotsky’s theory of “proletarian Jacobinism.” Like all other Bolsheviks, Trotsky saw the Russian Revolution through the prism of its French precursor, which provided historical examples to both emulate and avoid. Trotsky used this approach to develop an alternative program to the bureaucratization of the Soviet Union and to understand the material conditions that led to the rise of Stalinism. He concluded that there is no mystical “dialectic of Saturn.” Above all, he showed that Stalinism was historically unnecessary to reach communism.

It’s almost “common sense” to say that the Russian Revolution led directly to Stalinism. Defenders of bourgeois society claim that every violent revolution is only going to lead to more violence. Now. I know you just wrote a whole book on the topic, but can you very briefly explain where Stalinism came from?

First, we should provide a brief definition of Stalinism. It is the rule of a bureaucracy over collective property relations that were originally meant to produce proletarian democracy. The reigning ideology of Stalinism was the theory of “socialism in one country.” This national parochialism stood in stark contrast to the proletarian internationalism of Bolshevism in Lenin’s time. In fact, Stalinism represented the antithesis of Leninist communism.

Second, Stalinism was a result of the concrete material conditions stemming from the isolation of the Russian Revolution. Russia suffered from economic underdevelopment, the decimation of the working class during the civil war, and the atrophy of the workers’ councils, i.e., the soviets. In this political void, the Soviet bureaucracy centered around Stalin managed to solidify its rule. After taking power, the Stalinists purged, imprisoned, and murdered many of the best communist militants of the Russian Revolution. This counterrevolutionary process was vividly described in Trotsky’s magisterial work The Revolution Betrayed.

Contrary to conservative or social democratic claims, Stalinism was not the fulfillment of Bolshevism. It was a betrayal of its commitments to workers’ power and international revolution.

Stalin’s rule was so terrible — purges, gulags, mass deportations, and shameless distortions of the truth — that some socialists say it was just another form of capitalism. How would you respond to that?

As the Belgian Marxist Ernest Mandel who once said, many communists look at everything that was wrong with the USSR and want to condemn it as the worst thing we can think of: capitalism. This is perhaps understandable, since there is much about the Stalinist-era USSR that has little to do with socialism. Yet if we look soberly at the USSR, we can see that these “new class” theories do not illuminate how it functioned.

Take the example of Tony Cliff, a leader of the International Socialist Tendency, who argued that the USSR became state capitalist circa 1928. Cliff believed that the USSR underwent rapid industrialization and capital accumulation to establish itself as a military power to compete with imperialism. He saw the USSR as essentially one big factory that was compelled to accumulate and match its productivity levels to that of its rivals, like any other capitalist business.

There are several problems with Cliff’s analysis. First, the political and economic structure of the USSR was largely the same before and after 1928. This state capitalist counterrevolution is supposed to have occurred without any fundamental change in how the society functioned. Cliff’s theory cannot explain how ownership relations were suddenly overthrown, which he pictures as happening like a thief in the night. Second, the USSR lacked key features of capitalism: there was no generalized commodity production, labor was not bought and sold like a commodity, and the social surplus was not appropriated by the capitalists for profit. It is true that the law of value existed in the USSR, but it was not dominant in society; it was constrained by the state and the planned economy. Third, the central plan did not operate according to the imperatives of profit, and it avoided the periodic crises that characterized capitalism. Fourth, the bureaucracy lacked many of the attributes of other ruling classes: they were unnecessary to the productive process but parasitic upon it. The bureaucrats did not own the means of production, and they could not transmit property to their children. Finally, if the USSR was already capitalist in 1928, then what happened to its economy in 1991? Did the country just go from capitalism to capitalism?

Whether this “new class” approach uses the labels of “state capitalism,” (Tony Cliff), “bureaucratic collectivism” (Max Shachtman), or “social imperialism” (Maoists), it is always rooted in subjective moralism, surface-level empiricism, and extreme voluntarism. None of these versions of they theory can scientifically grasp the USSR’s genuine laws of motion that occurred due to the contradiction that existed between its nationalized economy and the bureaucratic caste. Moreover, many of these new class theories capitulate to right-wing anticommunism by arguing that the USSR was objectively worse than imperialism.

After Stalin’s death in 1953, there was a certain liberalization in the Soviet Union: political prisoners were released, and the mass murders ended. Some thinkers from the Trotskyist movement, such as Isaac Deutscher, thought this meant that the Stalinist states could finally start moving toward socialism. Why didn’t this happen?

Deutscher believed that democratization should’ve come from the Trotskyist opposition, but they were largely wiped out as a coherent and organized force during the Great Terror. As a result, the only conceivable force for de-Stalinization could not come from below but from above, inside the Communist Party. This is what happened after Stalin’s death with Khrushchev’s Secret Speech. While Khrushchev’s reforms ended mass terror and allowed for more liberalization, there were always limits to how far he was willing to go. For example, Khrushchev said all the crimes of Stalinism came from the “cult of personality,” but he nonetheless defended Stalin’s campaigns against oppositionists. He condemned only Stalin for turning against fellow comrades, absolving party bureaucrats of any complicity. This allowed him to preserve the legitimacy of the Soviet bureaucracy while blaming everything bad on Stalin.

The Secret Speech failed to account for the material conditions that allowed Stalinism to emerge. To do otherwise could raise dangerous challenges to the whole system of bureaucratic rule, and this was something Khrushchev was unwilling to do. While Khrushchev and other reformers in the Eastern bloc were willing to end the most egregious practices of Stalinism, they were unwilling to do anything that would endanger their bureaucratic privileges. When reforms went too far and led to mass upheaval in both Hungary in 1956 and Czechoslovakia in 1968, the USSR sent in tanks to crush them. In the end, bureaucratic self-reform always had a built-in limitation: the reformers tried to maintain the overall system without involving the masses from below, since that could bring down the whole apparatus.

Today, there are very few Stalinist states left. But Stalinism still divides the Left. Why is this debate still relevant? Some socialists say we should move on.

To start, I would not discount the People’s Republic of China, where the Communist Party still claims to be following Marxism-Leninism. This matters because China is the most populous country in the world, with a massive economy. Therefore, it remains important to pay attention to China and its impact on contemporary understandings of socialism. Beyond that, there are non-ruling Communist Parties that claim allegiance to Marxism-Leninism, i.e., Stalinism. In Chile, Portugal, South Africa, Greece, India, and Japan, these parties are not sects but genuine mass organizations. So it is worth paying attention to Stalinism, since it is still a significant force on the broad left.

There is, however, another reason to pay attention to Stalinism in contemporary debates on socialism. Even though the USSR is gone, it casts a long shadow on any discussion on the nature of socialism. Well-meaning people who are interested in an alternative to capitalism will ask Marxists, Won’t socialism just end in Stalinist terror? It is imperative to answer that question. Even after wiping away all the anticommunist distortions about the Soviet past, we should be able to explain how Stalinism’s crimes are not those of socialism. In other words, Stalin’s record is something communists must explain — rationally and accurately — but I don’t think we need to own him or his crimes.

Every once in a while, you will see an online Stalinist defending the unhinged conspiracy theories behind the purges. They will claim that anti-Stalinist communists like Trotsky were collaborating with the Nazis. How would you respond to this?

To start, there was the sectarianism of the Communist International’s third period line in Germany. The Communist Party labeled the Social Democrats “social fascists,” saving their vitriol for them rather than the Nazis. This not only left the Nazis alone as they gained in power and strength, but also alienated workers who still had faith in the SPD. The alternative, as Trotsky argued, would have been trying to win them over to a united front against fascism. The third period line may not have directly led to Hitler’s rise to power, but it did next to nothing to stop it. The Comintern leadership under Stalin should bear its share of responsibility for the disaster in Germany.

Many arguments favoring Stalin’s historical necessity claim that his policies industrialized the USSR and led the country to militarily defeat Nazi Germany in World War II. But the experience of the Molotov-Ribbentrop Pact of 1939–41 undermines many of those claims. For one, the USSR collaborated with the Third Reich in dividing up Poland and Eastern Europe between them. This was supposedly to create a buffer zone for the Soviet Union and buy time before an eventual war. Yet the USSR provided vital raw materials to the Nazi war machine. While Germany benefited from this trade, Hitler did not want to remain beholden to Stalin and believed he could gain even more resources by conquering the Soviet Union. Stalin honored those trade agreements even as the Third Reich was massing its troops on the border. In one grotesque act of collaboration, Stalin sent several hundred German and Austrian anti-fascists living in Soviet exile back to the Third Reich, even though there was no provision in the pact for a prisoner exchange. This was viewed as a “gift” by the USSR to Germany. Despite all this collaboration under the pact, the world’s Communist Parties were compelled to defend the Soviet agreement with their avowed fascist enemies.

Furthermore, the pact did not buy needed time for the USSR to prepare for war. Stalin expected a long war in the West, and Hitler basically defeated France in six weeks. This meant that war with the USSR was on the near horizon. To maintain the pact and appease Hitler, Stalin willfully ignored intelligence reports about an imminent German invasion. The Red Army was also out of position, when the Germans attacked and many of its best commanders, such as Mikhail Tukhachevsky, had been killed in the military purges. As a result, the Germans achieved some stunning victories when their soldiers invaded the USSR. We can conclude that Soviet collaboration with Nazi Germany did a great deal to discredit socialism and nearly doomed the USSR in 1941.

The most unhinged conspiracist theorist of them all is a medieval literature professor named Grover Furr who claims to have discovered evidence that all of Stalin’s accusations were true. You are probably one of very few serious historians to have read Furr. What is his argument?

Furr has spent several decades defending Stalin, stating in 2012, “I have yet to find one crime — yet to find one crime — that Stalin committed. … I know they all say he killed 20, 30, 40 million people — it is bullshit.” His most well-known book is Khrushchev Lied (2011), in which he argues that the Secret Speech is a complete fabrication and a rehashing of bourgeois and “Trotskyite” lies.

Throughout Furr’s writings, he argues that the Moscow Trials of the 1930s were not frame-ups but that the defendants were guilty of collaborating with foreign powers. He uses hearsay, half-truths, and rumors to bolster his case since there is no documentary evidence. The only “evidence” that Furr can rely on is the confessions of the defendants at the Moscow Trials. According to Furr, the defendants were telling the truth when they confessed, and no torture was involved. Yet we know that the USSR routinely practiced various forms of coercion to extract confessions that included physical torture and threatening the victims’ families. For example, the signed confession of Mikhail Tukhachevsky was covered in bloodstains. Furr thinks these might have come from a pricked finger and not a beating. In other words, Furr’s justification for the Moscow Trials is based on leaps of logic and pure fiction.

In addition, Furr claims that Khrushchev could take power owing to underlying historical and ideological weaknesses in the USSR. He says that these weaknesses were inherent in the idea of a transitional socialist stage itself. Since Soviet socialism contained material inequality, privileges, and wage differentials, it did not lead to communism but back to capitalism. Furr concludes by rejecting socialism and stating that society must go straight to communism by immediately abolishing money, markets, and inequality. On the surface, it may seem paradoxical that Furr justifies Stalin’s repression alongside a quasi-anarchist rejection of socialism. But these positions naturally go together since implementing sweeping changes right away would require massive force. The implication is that the people cannot reach communism on their own, but it must be beaten into them. This is why Furr celebrates Stalin’s use of state power and police repression, since it showed the type of ruthlessness needed to achieve communism.

In the end, Furr acts as a Stalinist Jesuit who gives the appearance of rigorous research and documentation by fiercely defending the faith from all heretics. For Furr, the old orthodoxy on Stalin must be upheld at all costs. Anyone who questions its catechisms is automatically viewed as an anticommunist enemy. His approach is deceptive to many new audiences who don’t have much background, and it appeals to Stalinist dogmatists who want someone to “prove” their faith. This is not to say, however, that Furr has no useful attributes. If we want to do a serious historical materialist analysis of the USSR and Stalin, then Furr’s work serves as a magnificent example of what not to do.

Your book has been published by an academic publisher, and it is rather expensive. How can people get a copy?

Please help generate support for a paperback version by asking your library to order a copy, writing reviews, doing interviews, and writing to the publisher. Thanks for your support!

Douglas Greene, foreword by Harrison Fluss, Stalinism and the Dialectics of Saturn: Anticommunism, Marxism, and the Fate of the Soviet Union (Lanham, MD: Lexington Books, 2023), 402 pages, $125 / $50.



Nathaniel Flakin
Nathaniel is a freelance journalist and historian from Berlin. He is on the editorial board of Left Voice and our German sister site Klasse Gegen Klasse. Nathaniel, also known by the nickname Wladek, has written a biography of Martin Monath, a Trotskyist resistance fighter in France during World War II, which has appeared in German, in English, and in French. He is on the autism spectrum.


Doug Enaa Greene
Doug is an independent communist historian from the Boston area. He has written biographies of the communist insurgent Louis Auguste Blanqui and DSA founder Michael Harrington. His forthcoming book, The Dialectics of Saturn, examines Marxist debates about Stalinism.

Tuesday, February 28, 2023

On the Anniversary of Russia’s War on Ukraine: Analyzing the Roots of Russian Imperialism


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The Russian war on Ukraine is the result of the imperialist ideology and the economic and geopolitical objectives of Vladimir Putin and the Russian state. Russia is, as it has long been, an imperial power seeking to eliminate Ukraine as an independent state and even to erase the Ukrainians as a people. The roots of this Russian aggression are to be found in the Tsarist and more particularly in the Soviet regime, imperial ambitions now embodied in Putin and his regime. The purpose of this article is to explain the origin and evolution of Russian imperialism and to discuss the war on Ukraine in that light of that understanding. I believe that this history is necessary in order to understand Russia and its relationship to Eastern Europe and in particular to Ukraine.

Let us first remember where we are now. Russia has made a full-scale war on Ukraine now for an entire year, a war that has brought incalculable destruction and suffering to Ukraine. The war has taken the lives of an estimated 100,000 Ukrainian soldiers. Russia has killed thousands of Ukrainian civilians, forced millions to flee abroad, and it has carried out a variety of war crimes and crimes against humanity—bombing residences, hospitals, schools, and kidnapping children and changing their nationality, crimes that taken together can be interpreted as an ethnocidal or genocidal war. The war threatens other nations in Europe; there is fear that Moldova may be Vladimir Putin’s next target. It has drawn into it as purveyors of arms to Ukraine or Russia other countries around the world; it has disrupted grain shipments to the Middle East and Africa and contributed to hunger there; it has altered international alliances revealing the prospect of a new Cold War involving the United States, Russia, and China; and it has reshaped politics on left and right—often moving elements of the left to the right—in countries around the world. Most worrying, it has raised the possibility of a conflict between NATO and Russia, which might mean a nuclear war.

Everywhere people with compassion naturally hope for an end to this deadly and increasingly dangerous war. At the same time, most recognize that it should not be ended at the expense of Ukraine, a former colony fighting for its independence and for its life against Russian imperialism. At stake in this war are the questions of the right of the people of Ukraine to self-determination and of an oppressed people to resist and to seek the arms they need to repel an imperial power. This is a war both to stop Russian imperialist aggression and to resist the expansion of Vladimir Putin’s authoritarian regime. Those on the left today defend Ukrainian democracy, however limited and flawed and even though it is increasingly repressive; in particular we support the workers and their unions, feminists, and socialists and other leftists in Ukraine as they fight both against Putin’s dictatorship and simultaneously resist Volodymyr Zelensky’s neoliberal politics. In a broader perspective and in the longer term, what is at question in this war is expanding international solidarity among working people and the oppressed in the struggle against capitalism and imperialism. For all of these reasons, it remains absolutely necessary that we continue to stand with Ukraine.

This article will put Ukraine’s defensive war against Russian aggression in both an historical and theoretical context. We begin by looking at the history of Russian imperialism in Eastern Europe and other regions, then at the war on Ukraine and where it stands today; next we turn to look at the war’s impact on the left both in the United States and around the world; and finally, we argue that a correct response to the war can only be found in the politics of what we call “socialism from below.”

From Tsarist Imperialism to Soviet Imperialism

Imperialism, the domination of one nation over another, has existed since ancient times and taken many forms. Ukraine has long been a victim of Russian imperialism, pre-capitalist, capitalist, Soviet, and then state-capitalist. The Grand Duchy of Moscow, which later became the Russian empire, began to expand from the region surrounding Moscow in the sixteenth century and in about 150 years conquered the enormous territory from the Caspian and Black seas to the Pacific Ocean. Lenin called this “military feudal imperialism,” driven by a desire to increase the Tsars’ political power and wealth through the acquisition of territory, resources, and subject peoples. Finland, the Baltic states, a good part of Poland, and virtually all of central Asia became part of the empire. In the course of that expansion, Russia also took much of Ukraine, though Poland and the Austrian empire also laid claim to parts of it. The Tsars incorporated Ukraine into the Russian empire and instituted a policy of Russification, imposing the Russian language and culture on the country. But Ukrainian identity could not be erased.

Much like other nations in Eastern Europe in the nineteenth century, Ukrainian intellectuals developed a nationalist ideology that coincided with a popular movement that called for autonomy or independence for Ukraine. The Ukrainians’ opportunity to free themselves from Russian domination came at the end of the First World War with the Russian Revolution of October 1917 that established in Russia a new government of soviets (workers’ councils)  headed by the Bolshevik Party (the future Communist Party) led by Vladimir Lenin. While Lenin called for the “right of nations to self-determination,” the Bolsheviks were initially hostile to, then divided on the question of Ukrainian independence, but eventually, tactically they came to support it. To win backing for the soviet revolution in Ukraine, it was necessary to adopt a position of national independence, and to maintain a Soviet Ukraine, it was necessary to bring together the peasant majority with the Donbas region working class in the east.[1] After a few tumultuous years of civil war, Ukraine, now at least nominally an independent nation, became, together with Russia, Transcaucasia and Byelorussia, one of the four founding governments of the Union of Soviet Socialist Republics in 1922. But Ukraine’s period of independence within the USSR was short lived. Soviet Russia soon came to dominate Ukraine.

The Soviet subjugation of Ukraine has to be put in a broader historical context. After the death in 1924 of Lenin, Joseph Stalin’s faction by 1929 won control of the Communist party, the government, and the Communist International that controlled Communist parties around the world. In the period from 1929 to1939, Stalin led a counter-revolution, eliminating all democratic discussion within the party, reducing the Soviets to mere rubber stamps for policies decided by the party leadership, taking control of the labor unions, turning them into organizations to increase production, and eliminating all independent organizations in the society. Within the party, Stalin purged the Old Bolsheviks who had led the revolution, killing tens of thousands of them and putting another 100,000 in the gulags. The Communist Party fused with the government bureaucracy in a one-party-state that effectively owned and controlled all the means of production—mines, factories, and farms — carried out a violently coerced collectivization of agriculture; and inaugurated a forced march to industrialization. The Five-Year plans, created by the bureaucracy from above, established the general direction and goals of the economy, goals to be achieved by the intense exploitation of workers and the expropriation of peasants. Communist Party leaders who administered the society became a privileged class enjoying a higher standard of living and more opportunities for themselves and their families.

The new regime and its political-economic system is best described as bureaucratic collectivism, because it was neither capitalist nor socialist.[2] It was not capitalist because capitalist private property and the market were not the basis of the economy and it was not socialist because workers and the people of the country did not democratically control the economy. Bureaucratic collectivism was hostile to both capitalism and to socialism or those who fought for socialism which now existed nowhere. In the course of its development as an enormous new state—and a new kind of society stretching across Europe and Asia—it evolved into an imperialist power.

During Stalin’s rule and after, the ethnic Great Russians dominated the party-government and they came to hold the racist notion that they should dominate it, so what is called Great Russian chauvinism persisted despite the official ideology of “internationalism” and the “unity of the people.” As Zbigniew Marcin Kowalewski writes, “With the establishment of the Stalinist regime, we witnessed the restoration of Russia’s imperialist domination over all these peoples, once conquered and colonized, who remained within the borders of the USSR where they constituted half of the population, as well as over the new protectorates: Mongolia and Tuva [in southern Siberia].”[3] The Soviet Union made colonies of the nationalities and peoples within its boundaries, and the internal colonies provided economic resources to the Great Russian bureaucratic elite at the core. As Kowalewski writes, “The colonial division of labor distorted or even hindered development, sometimes even transformed republics and peripheral regions into sources of raw materials and areas of monoculture.”[4]

Stalin’s collectivization and industrialization were not always rational, efficient, or humane; on the contrary, they were brutal, murderous, and often counterproductive. In the course of the collectivization of agriculture in the USSR,  some 7 to 10 million people died, while in Ukraine it is estimated Stalin killed 3.3 million people in 1932-33 in what was known as the Holodomor, which means death by hunger. Virtually all historians agree that this mass starvation was a human-made event; some argue that Stalin planned it, and some consider this premeditated and forced starvation to have been genocide.[5] In addition, In Ukraine, Stalin also had thousands shot and millions sent to labor camps in 1939 and 1944.[6]

The European great powers and especially Germany, threatened the Soviet Union, but Stalin responded by revealing his own imperialist goals. Stalin negotiated with Adolf Hitler, head of the Nazi Party and the German state, what was called a mutual non-aggression pact but which also contained a secret protocol recognizing each nation’s sphere of influence. On the basis of that, on September 1, 1939, Hitler ordered German troops to invade Poland, and Stalin did the same on September 17, eliminating Poland from the map, so that Germany and the Soviet Union now shared a common border.

The Soviet Union’s absorption of eastern Poland was soon followed by its invasion of Finland in the Winter War or First Soviet-Finnish War on November 30, 1939. Stalin had demanded that Finland cede territory in the Soviet Union so that it could better defend Leningrad (St. Petersburg), offering other territory in exchange. When Finland refused, Soviet troops invaded Finland, perhaps with the goal of conquering the entire country, but the Finn’s resistance led to the Moscow Peace Treaty in which on March 12, 1940 Finland ceded 9 percent of its territory. Some have argued that Stalin had brilliantly maneuvered to buy time and win territory before a German attack on the Soviet Union. Yet, whatever the motives, Stalin’s Soviet Union had become an imperial power that waged war to seize territory in both Poland and Finland. We could call this the beginning of Soviet imperialism, as long as we acknowledge the pre-existing imperial and colonial relationship of Great Russia to the peoples within the USSR.

When Hitler invaded the Soviet Union in June 1941, Stalin joined the Allies, which after December 1941 included the United States, whose Pearl Harbor naval base had been bombed by Japan on December 7. The Soviet Union first resisted and then overcame the German invasion at the battle of Stalingrad in February 1943 and within a year the Soviet Red Army began to move westward across Eastern Europe. During and immediately after the war,

In Europe, the Soviet Union incorporated the western regions of Belarus and Ukraine, Subcarpathian Ukraine, Bessarabia, Lithuania, Latvia, Estonia, part of East Prussia and Finland, and in Asia Tuva and the southern Kuril Islands. Its control has been extended throughout Eastern Europe. The USSR postulated that Libya be placed under its tutelage (22). It tried to impose its protectorate on the major Chinese border provinces – Xinjiang (Sin-kiang) and Manchuria. Moreover, it wanted to annex northern Iran and eastern Turkey, exploiting the aspiration for liberation and unification of many local peoples.[7]

That was only the beginning.

The Post-War Expansion of the Soviet Sphere

To understand Ukraine and its situation since World War II, it is necessary to grasp the context of Soviet imperialism in that era.  In the last two years of the war, as the Red Army moved across Europe, it liberated the nations of the region of the Nazi-aligned regimes that had ruled them, but also in several nations simultaneously put in power governments called “People’s Republics,” usually dominated by Communists, and consequently most of these Peoples Republics became Communist governments by 1948. The experiences of Bulgaria, Romania, Hungary, Poland, and East Germany were in each case different during the People’s Republic period in which Communists were allied with Socialist, nationalist, or peasant parties. In some cases, such as Czechoslovakia, the final step was a general strike or a coup d’état, but the outcome everywhere was the same: The establishment of a Soviet-style Communist government. The two exceptions to this experience were Yugoslavia and Albania where a Communist-led partisan movements had liberated the country from the Nazis and their allies and established Communist governments.

The Soviet Union subsequently dominated all of these countries that had been liberated by the Red Army, rather than their own partisan forces through several institutions and mechanisms. First, the former Communist International, which had during the war been renamed the Communist Information Bureau, remained controlled by the Soviet Union and its Communist Party led by Stalin. It directed both Communist Parties that now ruled in Eastern Europe as well as those around the world, in Europe and Asia, as well as in Africa, Latin America and North America. In the Eastern European Communist states, it strove to create what Moscow called “socialism,” that is governments, economic systems, and societies that replicated the Soviet system in every possible way, from the so-called “Marxist-Leninist” ideology to the secret police. As Tony Judt writes “Where Stalin differed from other empire-builders, was in his insistence upon reproducing in the territories under his control forms of government and society identical to those of the Soviet Union.”[8]

Second, in 1949, in response to the U.S. Marshall Plan that aided in the rebuilding of capitalism and the establishment of liberal democratic states in Western Europe, the Soviet Union brought Bulgaria, Czechoslovakia, Hungary, Poland,  Romania, and Albania into its Council for Mutual Economic Assistance or Comecon. As Tony Judt writes, “What happened in 1945 was that the Soviet Union took over, quite literally, where the Germans had left off, attaching eastern Europe to its own economy as a resource to be exploited at will.”[9] Comecon allowed the Soviet Union to play a greater role in the management of the Eastern European national economies for the benefit of Soviet Russia. Stalin demanded that they model themselves on the Soviet experience, recapitulate Soviet industrialization—ridiculous in industrial Czechoslovakia—and establish their own Five-Year Plans.

Third, after Stalin’s death and under his successor Nikita Khrushchev, the Soviet Union created the Warsaw Pact, a military alliance of the Eastern Bloc to counterbalance the power of the Western powers’ North Atlantic Treaty Organization or NATO. Ostensibly it was created to defend the Communist countries against NATO, with which there was never a confrontation.

The Soviet Union, a bureaucratic collectivist state and society, was not only an imperial power, but it was also, like capitalism, a growing and spreading social system in the mid-twentieth century. The Soviet Union under Stalin and his successors supported the Communist Party of China in the revolution it carried out there, coming to power in 1949, and supported the Communist governments in North Korea and in North Vietnam. After the Cuban Revolution of 1959, the USSR also became a model for and a sustainer of Communist Cuba. The Soviet Communists, however, did not have the power to control those states as they did the countries of Eastern Europe, and all three Asian states later in different ways broke with the USSR. 

The Colonies Resistance to the Soviet Union

Soviet imperialism did not go unchallenged. The four most important rebellions against it were the East German workers rebellion of 1953, the Hungarian Revolution of 1956, the Czech Prague Spring of 1968, and the Polish Solidarność strike movement of 1980; all combined elements of a struggle for national independence, for democratic government, and to varying degrees for workers’ power. In both Hungary and Poland, the workers movement took on the  form of soviets or workers councils that had been the basis of the Russian Revolution of 1917.The Soviet Union responded to all four with force or the threat of force.

A strike against production quotas by East German workers began in June of 1953 and soon spread to hundreds of towns and involved hundreds of thousands of people. The Soviet Army still occupied the country and many Germans resented the Sovietization of their country, making its economy and political system identical to those of the Soviet Union. The movement spread throughout East Germany. In some cities, tens of thousands participated in protest. Soon the workers were calling for “free elections” and carrying shouting slogans like, “Down with the government.” The Soviet Communist party ordered the suppression of the rebellion and Soviet tanks and troops were sent to East Berlin. Ten thousand protestors were arrested and more than 30 executed.

The Hungarian working class revolted in 1956, forming a government of workers’ councils. The workers revolt became a revolution demanding the removal of all Soviet troops, the election of all Communist Party officials, election of government officials by secret ballot, removal of former Stalinist leaders, freedom of speech and of the press, and removal of the statue of Stalin, among others. Nikita Khrushchev, Stalin’s successor as leader of the Soviet Union, seeing the danger to the whole Soviet Eastern Bloc, ordered an invasion of over 1,000 tanks and more than 30,000 soldiers, and working with the Hungarian Communist Party violently suppressed the national uprising, killing 2,500 Hungarians and leading more than 200,000 to flee the country.

In Czechoslovakia in 1968 a reform movement arose demanding democracy and the Czech Communist government of Alexander Dubček responded positively with an “Action Program” calling for a liberalization of the media and even the possibility of a multi-party government. In response, Leonid Brezhnev ordered the Soviet Army and other Warsaw Pact troops with 2,000 tanks and 200,000 soldiers to invade and occupy the country and suppress the democratic movement, in the course of which 72 were killed, while 70,000 fled the country immediately and 300,000 eventually.

In Poland in August 1980, a workers movement originating in the port city of Gdansk created an independent labor union and taking the name Solidarność (Solidarity) began a series of strikes that eventually spread across the entire country, with the union reaching 10 million members by September 1981. Faced with the prospect of a worker-led democratic, national liberation movement, General Wojciech Jaruzelski declared martial look and took power. He said that he had declared martial law to a avoid a Soviet invasion, and indeed, with the strike wave crushed by Polish forces, there was no need for Soviet troops. While Solidarność initially had a democratic socialist character, the Catholic Church and U.S. President Ronald Reagan both intervened in the movement, drawing it in subsequent years in a more conservative direction.

The Solidarity movement for workers’ power, democracy, and national independence had an enormous impact throughout the Communist world and signaled the coming end of the bureaucratic collectivist system in the entire Eastern Bloc and in the Soviet Union. Under various pressures, from Russian defeat in its war on Afghanistan, to the Polish Solidarity movement, to the growing concern that the Soviet Union was falling behind Europe and the United State, to rebellions in some of the Soviet Republics and the movement of others to secede, as well as in reaction to the reforms initiated under Soviet head-of-state Mikhail Gorbachev and the growth of pro-democracy political movements, the Soviet Union and its empire began to fall apart. In November 1989, the Communist East German government allowed the opening of the Berlin wall that divided the city half, half capitalist and democratic and half Communist and totalitarian, at which point Germans on both sides began to demolish the wall that had symbolized an era. A little ore than a yer later, in 1991 Boris Yeltsin dissolved the USSR. Shortly afterward in Ukraine, the government held a referendum on independence in December of that year and a remarkable 92.3% of voters declared their desire to establish an independent nation. Countries around the world immediately recognized Ukraine as a sovereign country. Ukraine’s second period of independence since the early 1920s began.

Independent Ukraine experienced a period of economic challenges and political instability under several presidents, the last being Viktor Yushchenko. When he declined an affiliation with the European Union and instead sought closer ties with Russia, there was a popular revolt known as the Maidan or Dignity Revolution. While some have characterized this a movement created by Western powers and Ukrainian Nazis, it was fundamentally a national democratic revolution. Following this Ukraine sought closer relations with the West, which prompted Putin to invade Crimea, which we take up below.

Post-Soviet Russia and Putin’s Imperialism

Within Russia, Yeltsin initiated a new period of political democracy and of liberal economic reforms, though in fact the political system remained corrupt and the economy was not actually liberalized. At all levels the former Communist bureaucrats seized whatever they could—taking over cities or states, mines and factories, whatever was of value—and some became part of the new governmental elite while others evolved into the new class of oligarchs. As one authority writes, “…with the collapse of state control over production on the one hand and absence of the legal basis of private property on the other, control over the assets was gained and retained by force, the use of criminal structures and bribery of government officials.”[10] Dzarasov, writes, “In reality, privatization turned out to be the massive transfer of property rights from the state to the most unscrupulous representatives of the ruling bureaucracy, the acquisitive class and the criminal underworld, at the expense of the absolute majority of Russian citizens.”[11] At the same time, Putin and the political elite colluded with the criminal oligarchs, sometimes cajoled and even jailed them to preserve the order of the new system of bureaucratic capitalism. As Boris Kagarlitsky wrote in 2002,

Russia is a capitalist country to the extent that it is part of the global capitalist economy. At the same time, Russia remains communal, corporatist, authoritarian, ‘Asiatic,’ and even feudal-bureaucratic. A sort of transmuted variant of bureaucratic collectivism, continuing the social tradition of the Soviet statocracy, holds sway here. The difference is that the ‘socialist’ decorations have been taken down, and the real elements of socialism that existed in Soviet society have been extirpated or weakened.[12]

Economic changes under Gorbachev, Yeltsin, and Putin were supposed to create a modern liberal state and a more efficient economy, but they fundamentally failed to do so. The economy was to be privatized, a mark was to be created, and capitalism was to flourish. The oligarchs who appropriated the formerly state-owned enterprises proved to be inept capitalists. The economy failed to prosper and consequently, the Russian economy is still largely state-owned, or better, once again state-owned, largely because it gave Putin great power to keep the oligarchy in line.

The largest state-owned companies are quasi-monopolies and they dominate the Russian economy. “The general tendency of expanding the state share in the economy became more evident and steadier after the financial crisis of 2008. The growing state share also contributed to further ownership concentration.”[13] A 2022 report on Russian state-owned enterprises explains that, “The Federal Antimonopoly Service of the Russian Federation revealed that the combined contribution of SOEs to Russia’s GDP in 2015 was about 70 per cent, while that share did not exceed 35 per cent in 2005. In 2018, that share reached 60 per cent.”[14] The enterprises have not been corporatized and are owned and managed directly by the state, while many other large corporations are partnerships with the oligarchs or solely in their hands.

Despite the economic changes of the last few decades oil and gas remain the mainstay of the Russian economy. “Russia’s oil and gas industry accounted for around 18 percent of the country’s gross domestic product (GDP) between July and September 2022. That constituted a decrease compared to the peak level of 21.7 percent in the first three months of the year.”[15] According to the International Energy Agency, revenue from oil and gas alone made up 45 percent of Russia’s federal budget.[16] It is oil and gas that despite U.S., European and Japanese sanctions, kept Russia’s economy from collapsing as some predicted and they have made it possible for Putin to continue funding the war in Ukraine.

With the fall of Communism, Russia’s bureaucratic collectivist political economy morphed into a state capitalist economy, and under Putin, the state keeps the capitalist class, made up of an oligarchy of kleptomaniacs and criminals in line, imprisoning them when necessary to make a point. Modernization in the sense of creating a liberal economy largely failed, in part because the corrupt state had continued to increase its role in the economy. Russia, with its enormous territory, large population, and great natural resources is eleventh in GDP, behind South Korea and Brazil.

Once a great power, even with its oil wealth, Russia is now a second-rate country in terms of economic power, and it is this that rankles Putin. Russia’s weak economy is one of the reasons that he has turned to imperial wars, particularly the war in Ukraine, the conquest of which would bring greater wealth to Russia, principally from agriculture but also from mining, chemicals, and manufacturing, and now oil from the Black Sea.

Putin’s geopolitical concerns and his material, economic objectives may not be more important than his ideological and geopolitical goals. His imperial ideology is a throwback to Tsarist Russia. Putin—influenced by rightwing intellectuals like Lev Gumilev and Alexander Dugin—believes (or claims he believes) in the thousand-year-old Russia. He sees the Russia of the old Tsarist empire, infused by a cosmic force of “passionate power” (Gumilev), inspired by the Russian Orthodox Church, the archetypal Slavic nation, speaking Russian, and leading the other Slavic peoples and the neighboring Asians in the creation of a Eurasian power than can stop and challenge and defeat the West.

Fearing that the morally bankrupt West is encroaching on Russia, Putin believes that the Russian empire must be recreated and those “fellow citizens and countrymen [who] found themselves beyond the fringes of Russian territory” must be rescued and reincorporated into Russia. Most important of those are the Ukrainians, a nation as large as France with a population of more than forty million people, with its own history, language, and culture whose very existence Putin has denied. In 2019, Putin told filmmaker Oliver Stone, “I believe that Russians and Ukrainians are one people … one nation, in fact,” Putin said. “When these lands that are now the core of Ukraine joined Russia … nobody thought of themselves as anything but Russians.” Nobody but the Ukrainians.

Putin rejects the idea of a Ukrainian people and nation, arguing that Ukraine is an artificial creation. “Modern Ukraine was entirely and fully created by Russia, more specifically the Bolshevik, Communist Russia,” Putin said in 2021. “This process began practically immediately after the 1917 revolution, and moreover Lenin and his associates did it in the sloppiest way in relation to Russia — by dividing, tearing from her pieces of her own historical territory.” He has also written an article arguing this position. His position thus denies the Ukrainian people any agency, any ability to decide their own identity. Clearly this position becomes a justification for war against the Ukrainians to force them to become part of Russia.  Such an ethno-nationalist, civilizational ideology has been used by Putin to justify conquest, mass murder, and ethnocide. Russia’s second-rate economic and political status created a material basis for imperialist war, and his ethno-nationalism provided an ideological theory and justification for it, but a theory that is as much responsible for the imperialist war as the economy.

Putin’s regime has been characterized by wars against former republics or regions of the USSR: Chechnya, Georgia, and Ukraine, as well as a war in Syria. The strategies and tactics in these wars have been similar. The Russian Army being generally incompetent, Putin and the generals compensate by massive attacks on the civilian population by both the army on the ground and bombing from the air. This produces large numbers of civilian deaths, displacement of civilian populations, and the economic and social disabling of the country under attack. These imperialist wars strive to maintain the former Tsarist and Soviet colonies under Russian control.

Putin began his political career overseeing a brutal and devasting war against Chechnya, supposedly fighting a war of counter-insurgency against Chechen separatist terrorists, though the FSB security services, of which Putin was the director until he became prime minister in August 1999, may have actually committed the bombings that were used as justification for the war. Journalist Anna Politkovskaya, who was assassinated in 2006, wrote, “The army and police—nearly one hundred thousand strong—wandered around Chechnya in a complete state of moral decay.”[17] What did she mean? She meant this:

Following an investigative mission to Chechnya in February 2000, the International Federation for Human Rights (FIDH) listed these violations as follows: ‘destruction of towns and villages unjustified by military necessity; bombardments of and assaults on undefended towns and villages; summary executions and murders, physical abuse and torture; intentionally causing grave harm to people not directly involved in hostilities; deliberate attacks on the civilian population, on public transport and health workers; arbitrary arrest and detention of civilians; looting of private property.’[18]

The war went on from 1999 to 2009 accompanied by myriad war crimes and violations of human rights which some characterized as genocide.[19]

With the war still going on in Chechnya, in 2008 Putin’s government also launched a war against the Republic of Georgia, supposedly in defense of two Russian-backed, break-away, separatist republics, South Ossetia and Abkhazia. While all sides engaged in human rights violations, Russia appears to have been the greater offender.

Russian forces used cluster bombs in areas populated by civilians in the Gori and Kareli districts of Georgia, leading to civilian deaths and injuries. Russia also launched indiscriminate rocket attacks on civilian areas, causing casualties.[20]

Russia bombed schools and hospitals. A Human Rights Watch report said, “Russia bore responsibility but took no discernable measures on behalf of protected individuals, including prisoners of war, at least several of whom were executed or tortured, ill-treated, or subjected to degrading treatment by South Ossetian forces, at times with the participation of Russian forces.”[21] South Ossetian militias, uncontrolled and perhaps encouraged by Russia, robbed, murdered and raped. The European Court of Human Rights ruled in 2021 that Russia “was responsible for the murder of Georgian civilians, and the looting and burning of their homes.”

In 2015, Putin intervened in the Syria civil war on the side of the dictator Bashar al-Assad, conducting airstrikes. A Human Rights report on events of 2021 writes,

While all sides to the conflict have committed heinous laws-of-war violations, the Syrian-Russian military alliance has conducted indiscriminate aerial bombing of schools, hospitals, and markets—the civilian infrastructure essential to a society’s survival. According to Airwars, a UK-based monitoring group, the Russian air force alone has carried out around 39,000 airstrikes in Syria since 2015.[22]

All of Putin’s imperialist wars share the same characteristics: They are conducted against weaker nations using artillery and aerial bombardment with the intention of demoralizing the civilian population. Many of the Russian soldiers and all of the Wagner mercenaries behave savagely, killing indiscriminately, raping, and pillaging. Yet all of these wars have revealed the Russian military’s lack of strategic thinking and incompetence and have usually ended indecisively.

Ukraine War

The Russian War on Ukraine began in February of 2014 with Russia invading and then taking over Crimea and the city of Sebastopol. Crimean nationalists backed by Russia established a puppet government that declared the Republic of Crimea. A phony referendum held under Russian occupation with no free media or right to assemble and speak was held on March 14, with 95 percent voting for independence—though only 15 to 30 percent of Crimeans cast ballots. On March 18, Crimea’s bogus government voted to join the Russian Federation, a treaty of annexation was signed, and Russian forces seized the Ukrainian military bases. The United Nations and many countries refused to recognize the new Crimean Republic, declaring the referendum illegitimate. However, neither the UN or any coalition or individual nation took action to stop the Russian seizure of territory from another European state, the first time such a thing had happened since World War II. In seizing Crimea, Russia gained access to enormous oil reserves possibly worth trillions of dollars.[23]

The seizure of Crimea was accompanied by the opening of war in the Donbas region of Ukraine. The strategy was similar to that used in Crimea. Putin encouraged the creation of Russian-led separatist organizations and militias in Donetsk and Luhansk. Regular Russian military units joined the break-away states’ militias. These forces took over government buildings. As in Crimea, a phony referendum was held in mid-May and at the end of April the Luhansk People’s Republic and the Donetsk People’s. Both Republics claimed more territory than that actually held by their militias or Russian troops. On February 21, 2022, Putin recognized the two ersatz states and promised his support to them. Two days later he would launch his “special operation,” a full-scale war on Ukraine.

Vladimir Putin apparently believed his own myth of Russian cosmic force that could reunite the old Tsarist Empire and lead the Slavic people to create a new Eurasian force to counter the West, and so on February 24, 2022 he invaded Ukraine, evidently thinking his soldiers would enter Kiev and be greeted as liberators. It did not happen, the Ukrainians fought back, and the Russian Army was forced to retreat and regroup. Putin then turned to his traditional method of waging war, using artillery and airplanes to bombard Ukarine, often hitting hospitals, schools, power plants, other infrastructure and residential neighborhoods, taking thousands of Ukrainian lives. Yet by the fall of 2022, it was clear that while he could destroy much of Ukraine, he couldn’t necessarily defeat it, so he turned to another historic Russian strategy. He instituted a new draft with the goal of recruiting 300,000 men, intending to inundate and overwhelm Ukraine with soldiers and that’s what’s happening now on the eastern front.

The West’s Response to the War

The response of the West, led by the United States, was swift. President Joseph Biden committed the United States to support Ukraine. The American president intervened forcefully to revive and reunite that North Atlantic Treaty Organization, appealed to the European Union and the G7 nations (United States, Canada, France, Germany, Italy, Japan, and the United Kingdom), and built a coalition of fifty countries around the world. Biden won over the progressives in his party and succeeded in uniting both Democrats and Republicans in Congress to vote to provide arms to Ukraine.

Biden’s  support is not wavering. On the anniversary of the war, Biden took the risk of traveling to the Ukrainian capital of Kiev to speak with President Volodymyr Zelensky. “One year later,” Biden said, “Kyiv stands and Ukraine stands.  Democracy stands. The Americans stand with you, and the world stands with you….We have every confidence that you’re going to continue to prevail….You remind us that freedom is priceless; it’s worth fighting for as long as it takes.  And that’s how long we’re going to be with you, Mr. President: for as long as it takes.”

So far total U.S. spending on Ukraine is $77.5 billion, and on the anniversary of the war’s outbreak it was announced that the U.S. will spend another $2 billion more. While that is a lot of money, it is not a large part of the U.S. budget. The United States spends $1,340 billion on Social Security, $902 billion on Medicare, $734 billion on Medicaid, and billions more on other programs. The $77.5 billion for Ukraine breaks down into $29.3 billion in military assistance, $45 billion largely for economic recovery and energy infrastructure, and $1.9 billion for humanitarian assistance.

While there has been some fragmenting of political support, still Americans overwhelmingly support Biden’s position on Ukraine. The most recent Gallup Poll found that, “A stable 65% of U.S. adults prefer that the United States support Ukraine in reclaiming its territory, even if that results in a prolonged conflict. Meanwhile, 31% continue to say they would rather see the U.S. work to end the war quickly, even if this allows Russia to keep its territory.”

Biden and the Democrats continue to have extraordinary backing for their Ukraine policy. Top Republicans leaders. Senate Minority Leader Mitch McConnell recently declared, ““Republican leaders are committed to a strong trans-Atlantic alliance. We are committed to helping Ukraine.” Things are more difficult in the House, but even there the Republicans opposed to support for Ukraine are a small minority on the far-right wing. But Trump is campaigning against continued aid to Ukraine and this will put more pressure on Republicans. And some Americans, mostly Republicans, now complain that the United States is spending too much on aid to Ukraine.

The U.S. and NATO countries provided tens of billions of dollars of military and humanitarian assistance to Ukraine as well as imposing sanctions on Russia in an attempt to crush its economy and force it to withdraw from Ukraine and end the war. Russia, however, proved able to work around the sanctions selling its oil and gas and other produces to India and China. Still Russia is affected by its lack of imports from the West, leading it to turn to China for imports and forcing it to adopt a substitution of imports economy, that is, producing itself products previously imported, though this is a difficult long-term strategy. At the same time, Russia has militarized its economy, but to maintain military production it must draw on its financial reserves, and when they prove inadequate, it will have to turn to China. Russia’s war against the West may lead to its dependence on the East, subordination to China’s much stronger economy.[24]

The war has changed Russia’s political system as well as its economy. As Ilya Budraitskis writes, “…Putin’s regime has experienced a gradual evolution over twenty years from depoliticized neoliberal authoritarianism into a brutal dictatorship.”[25] Putin already had enormous power over the government, the economy, and through the state media of much of the society. Since he opened the war and took on the powers of a dictator some 200,000 Russian soldiers have been killed or wounded and an estimated 700,000 mostly young men have fled the country to avoid conscription. More than 15,000 protestors against the war in some 140 cities have been arrested. How many Russian support the war is unclear. Meduza, an opposition newspaper says it got hold of a government poll showing that only 25 percent of Russians support the war, while 55 percent want peace talks.[26] But a recent Levada poll says that 75 percent support the “actions of the Russian military in Ukraine.” In a society without free media and where people fear to express themselves, it is hard to get the pulse of the people. Still, it is clear that, like the U.S. war in Vietnam, the Russian war in Ukraine has created many problems for the government on every front and they will not be solved easily.

The war has changed the entire world. Europe is more united. Russia has created closer ties to China and India. Latin American and African nations have not played a very active role. Yet at a vote in the U.N. General Assembly calling for an end to the war and for Russia to leave Ukraine, 141 countries voted in favor of the resolution, 32 including China and India abstained; no votes were cast only by Belarus, North Korea, Eritrea, Mali, Nicaragua, Russia, and Syria. Most nations clearly recognize the importance of supporting the right to national sovereignty and territorial integrity and freedom from military invasion by a foreign power. The vote is an indication of Russia’s profound political isolation.

The Russian War on Ukraine has also affected the internal politics of countries around the world as Putin has continued to support far right parties as he has for more than a decade. Putin’s Christian Slavic ethnonationalism has made him a hero to ultra-right parties in Europe and to the ultra-white neo-fascists in the United States. He has invited these groups to conferences in Russia and supported Russian rightwing emissaries to meet with the far right in Europe and America. Donald Trump, who consistently praised Putin, set an example for other far right leaders in America. So far most of these groups, if no longer as marginal as they once were, remain a minority in most countries, though there are now such governments in Hungary and Italy.

For the left, one of the most disturbing results of the war has been the development of an alliance between the campist left, those who support nations opposed to the United States, and the far right. These groups find common ground in their support for Russia’s right to Ukaraine as an historical part of its empire. So far not very significant themselves, they become more important as part of the coalitions calling for “peace and diplomacy” with whom they mingle. So one can find people who called themselves communists or socialists and well-meaning pacifists now marching with the Libertarian Party, Trump supporters, Q-Anon cultists, anti-Vaxxers, and outright fascists.

The Dangers of the War and the Quest for Peace

Anyone who follows the Russian War on Ukraine at all recognizes the dangers posed by it, such as Russia turning to the use of tactical nuclear weapons and the possibility of a direct confrontation between Russia and NATO nations and the United States which could lead to a European war or even a world war, which means a nuclear war. So far, the United States and the European countries, while supporting Ukraine, have taken care not to provoke Russia. Still, Russia cannot be trusted and when wars break out, they can spiral out of control. We must remain aware of these dangers and take action and mobilize to prevent them if they arise.

How might the Russian War on Ukraine end? Almost all modern wars end through diplomacy and the negotiation of a treaty, a process that often begins with a cease-fire and then a truce. Diplmacy at this time seems virtually impossible. Putin shows no desire to negotiate, at least not without keeping Crimea and keeping the Donbas region. And Zelensky has proposed a peace plan based on the withdrawal of all Russian troops and the restoration of Ukriane’s territorial integrity, but it also includes the establishment of a special tribunal to try Russians guilty of war crimes.[27] While all of these demands are reasonable and just, Putin will certainly not agree to them. Most recently China has proposed its own 12-point peace plan, and while all of its points are quite reasonable—such as a cessation of hostilities and respect for all nations’ territorial integrity—the essential point, the withdrawal of Russia’s troops is missing. Moreover, China cannot both attempt to be a peacemaker in good faith while it allows speculation that it might provide arms to Russia. So at the moment call for an immediate cease-fire and peace through diplomacy with Russia occupying twenty percent of Ukraine, is simply a call for Ukrainian defeat and Russian victory.

Given this, we on the international socialist left continue to support Ukraine. First, because Russia is the aggressor and Ukraine is the victim, so we support it as we have other colonies and former colonies around the world in the past, as in the case of Vietnam for example. Second, we support it because we believe Ukraine is a democratic nation (however flawed) while Russia is an authoritarian country, a dictatorship. A victory for Russia would mean an end to free speech and free press, the crushing of independent social movements, and the persecution of LGBTQ people just as is done in Russia now. Third, a victory for Putin would encourage him to continue his project of reconstructing the Tsarist and Soviet empires, perhaps next in Moldova, or in the Baltic countries, or who knows where.

While we support Ukraine and the Ukrainian people in general in this war, we also recognize that Volodymyr Zelensky, courageous a leader as he may be, holds conservative, neoliberal views that would enrich the Ukrainian capitalist class at the expense of the middle classes, the working class, and the poor. So we support the socialist group Sotsialnyi Rukh (Social Movement or SR) and the independent labor unions and social movements it works with, and the independent left press Commons. We also align ourselves with the Russian ant-war movement, much of it now in jail or in exile, as represented by the journal Posle. We also stand in solidarity with the Ukraine Solidarity Networks in the United States and Europe.

The principles of our support are simple. A people and a nation have the right to self-determination, to sovereignty and territorial integrity, and to defend themselves. When such a nation is attacked, it is also an attack on those principles and therefore on the rest of us. So we must stand with Ukraine.        

Notes:

Thanks to my friend and comrade Stephen R. Shalom for his editing and suggestions.

[1] Hanna Perkhoda, “When the Bolsheviks Created a Soviet Republic in the Donbas,” Jacobin, March 22, 2022, at: https://jacobin.com/2022/03/bolshevik-soviet-republic-donbas-ukraine-national-question-lenin-putin-ussr and Hanna Perekhoda, “Les bolcheviks et l’enjeu territorial de l’Ukraine de l’Est (1917–1918), Cevipol of the Université libre de Bruxelles and the Global Studies Institute of the University of Geneva.

[2] Some called the Soviet Union state capitalist, but I believe this is mistaken because within its borders there was no private property, commodities were not sold on the market but distributed by the state, and labor was not a commodity sold on the market but allocated by the state.

[3] Zbigniew Marcin Kowalewski, “Russian Imperialism: From the Tsar to Today, via Stalin, the Imperialist Will Marks the History of Russia,” New Politics, March 4, 2022.

[4] Kowalewski, “Russian imperialism.”

[5] Timothy Snyder, Bloodlands: Europe Between Hitler and Stalin (New York: Basic Books, 2010), p42. He writes: “In the waning weeks of 1932, facing no external security threat and no challenge from within, with no conceivable justification except to prove the inevitability of his rule, Stalin chose to kill millions of people in Soviet Ukraine. … Though collectivization was a disaster everywhere in the Soviet Union, the evidence of clearly premediated mass murder on the scale of millions is most evident in Soviet Ukraine.” See also, Anne Applebaum, Red Famine: Stalin’s War on Ukraine (New York: Penguin Random House, 2017), p. 226, “Stalin’s policies that autumn [of 1934] led inexorably to famine across the grain-growing regions of the USSR. But in November and December 1932 he twisted the knife further in Ukraine, deliberately creating a greater crisis. Step by step, using bureaucratic language and dull legal terminology, the Soviet leadership, aided by their cowed Ukrainian counter-parts, launched a famine within the famine, a disaster specifically targeted at Ukraine and the Ukrainians.”

[6] Robert Conquest, Harvest of Sorrow: Soviet Collectivization and the Terror-Famine (New York: Oxford University Press).  p. 334.

[7] Kowalewski, “Russian Imperialism.”

[8] Tony Judt, Postwar: A History of Europe Since 1945 (New York: Penguin Books, 2005), p. 167.

[9] Judt, Postwar, p. 167.

[10] A. Ragydin and I. Sydorov, … in Rusla Dzarsov, The Conundrum of Russian Capitalism ( ) , p. 67.

[11] Dsarsov, The Conundrom, p. 72.

[12] Boris Kagarlitsky, Russia Under Yeltsin and Putin (London: Pluto Press, 2002), p. 7.

[13] Roza Nurgozhayeva, “Corporate Governance In Russian State-Owned Enterprises: Real Or Surreal?

Published online by Cambridge University Press, April 5, 2022, at: https://www.cambridge.org/core/journals/asian-journal-of-comparative-law/article/corporate-governance-in-russian-stateowned-enterprises-real-or-surreal/2F4F08667E5F13A390BADBA0F9164A51

[14] Ibid. See her article for her sources.

[15]  Statista Research Department, Jan 16, 2023, at: https://www.statista.com/statistics/1322102/gdp-share-oil-gas-sector-russia/#statisticContainer

[16] Hiro Tabuchi, “Russia’s Oil Revenue Soars Despite Sanctions, Study Finds,” New York Times, June 13, 2022.

[17] Anna Politkovskaya, A Small Corner of Hell: Dispatches from Chechnya (Chicago: University of Chicago Press, 2007), p. 28.

[18] Anne le Huérou Amandine Regamey, “Massacres of Civilians in Chechnya,” Science Po, Mass Violence & Resistance (MV&R), at: https://www.sciencespo.fr/mass-violence-war-massacre-resistance/en/content/about-us.html

[19] Including the Ukrainian parliament in October 2022.

[20] “Russia Events: 2008,” Human Rights Watch, at: https://www.hrw.org/world-report/2009/country-chapters/russia

[21] Human Rights Watch, “Up In Flames,” January 23, 2009, at: https://casebook.icrc.org/case-study/georgiarussia-human-rights-watchs-report-conflict-south-ossetia

[22] “Syria: Events of 2021,” Human Rights Watch, https://www.hrw.org/world-report/2022/country-chapters/syria

[23] William J. Broad, “In Taking Crimea, Putin Gains a Sea of Fuel Reserves,” New York Times, May 27, 2014, at: https://www.nytimes.com/2014/05/18/world/europe/in-taking-crimea-putin-gains-a-sea-of-fuel-reserves.html

[24] Romaric Godin, “L’économie russe en voie de militarisation totale,” Mediapart, February 26, 2023.

[25] Ilya Budraitskis, “Putinism: A New Form of Fascism?”, Spectre, October 27, 2022, at: https://spectrejournal.com/putinism/

[26] Andrey Pertsev, “Make Peace Not War,” Meduza, Nov. 30, 2022, at: https://meduza.io/en/feature/2022/11/30/make-peace-not-war

[27] “What is Zelenskyy’s 10-Point Peace Plan? Aljazeera, Dec. 28, 2022.

About Author
DAN LA BOTZ is a Brooklyn-based teacher, writer and activist. He is a co-editor of New Politics.

 

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